-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A0/p8bxtUr6S5WBGOATC2TTdBeBzTk0DEyov0h/cVc7deA5ODxlgHoVeGreJv3TX lx3/TP/eEP4AH1DO12cLDw== 0000910643-99-000023.txt : 19990212 0000910643-99-000023.hdr.sgml : 19990212 ACCESSION NUMBER: 0000910643-99-000023 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 GROUP MEMBERS: HORIZON OFFSHORE, LTD. GROUP MEMBERS: LIBERTY NOMINEES LIMITED GROUP MEMBERS: M PARTNERS L.P. GROUP MEMBERS: MAYFAIR CAPITAL FUND, L.P. GROUP MEMBERS: MISSION PARTNERS, L.P. GROUP MEMBERS: NIXON GEOFFREY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43065 FILM NUMBER: 99529867 BUSINESS ADDRESS: STREET 1: 6101 GATEWAY DRIVE CITY: CYPRESS STATE: CA ZIP: 90630-4841 BUSINESS PHONE: 714-820-1000 MAIL ADDRESS: STREET 1: 1864 ENTERPRISE PKWY W CITY: TWINSBURG STATE: OH ZIP: 44087 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NIXON GEOFFREY CENTRAL INDEX KEY: 0001055857 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11 WEST 42ND STREET STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127820207 MAIL ADDRESS: STREET 1: 11 WEST 42ND STREET STREET 2: 19TH FL CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G/A 1 Page 1 of 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* UNIVERSAL ELECTRONICS INC. - ----------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - ----------------------------------------------------------------------------- (Title of Class of Securities) 913483 10 3 -------------------- (CUSIP Number) February 9, 1999 - ----------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 913483 10 3 Page 2 of 11 _____________________________________________________________________________ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Geoffrey Nixon _____________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] _____________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New Zealand _____________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF SHARES ______________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 7,400 ______________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER REPORTING ______________________________________________________________ PERSON 8 SHARED DISPOSITIVE POWER WITH 7,400 _____________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,400 _____________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] _____________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% (based on 6,466,856 shares outstanding at 9/30/98) _____________________________________________________________________________ 12 TYPE OF REPORTING PERSON* IN _____________________________________________________________________________ SCHEDULE 13G CUSIP No. 913483 10 3 Page 3 of 11 _____________________________________________________________________________ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Mission Partners, L.P. (EIN# 33-0569956) _____________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] _____________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware _____________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 271,950 SHARES ______________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ______________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER REPORTING 271,950 ______________________________________________________________ PERSON 8 SHARED DISPOSITIVE POWER WITH _____________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 271,950 _____________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] _____________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.2% (based on 6,466,856 shares outstanding at 9/30/98) _____________________________________________________________________________ 12 TYPE OF REPORTING PERSON* PN _____________________________________________________________________________ SCHEDULE 13G CUSIP No. 913483 10 3 Page 4 of 11 _____________________________________________________________________________ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Liberty Nominees Limited (EIN# N/A) _____________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] _____________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New Zealand _____________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 55,250 SHARES ______________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ______________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER REPORTING 55,250 ______________________________________________________________ PERSON 8 SHARED DISPOSITIVE POWER WITH _____________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 55,250 _____________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] _____________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.8% (based on 6,466,856 shares outstanding at 9/30/98) _____________________________________________________________________________ 12 TYPE OF REPORTING PERSON* CO _____________________________________________________________________________ SCHEDULE 13G CUSIP No. 913483 10 3 Page 5 of 11 _____________________________________________________________________________ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Horizon Offshore, Ltd. (EIN# N/A) _____________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] _____________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands _____________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 56,500 SHARES ______________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ______________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER REPORTING 56,500 ______________________________________________________________ PERSON 8 SHARED DISPOSITIVE POWER WITH _____________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 56,500 _____________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] _____________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.9% (based on 6,466,856 shares outstanding at 9/30/98) _____________________________________________________________________________ 12 TYPE OF REPORTING PERSON* CO _____________________________________________________________________________ SCHEDULE 13G CUSIP No. 913483 10 3 Page 6 of 11 _____________________________________________________________________________ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) M Partners L.P. (EIN# 13-3783468) _____________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] _____________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York _____________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 25,600 SHARES ______________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ______________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER REPORTING 25,600 ______________________________________________________________ PERSON 8 SHARED DISPOSITIVE POWER WITH _____________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,600 _____________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] _____________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.4% (based on 6,466,856 shares outstanding at 9/30/98) _____________________________________________________________________________ 12 TYPE OF REPORTING PERSON* PN _____________________________________________________________________________ SCHEDULE 13G CUSIP No. 913483 10 3 Page 7 of 11 _____________________________________________________________________________ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Mayfair Capital Fund, L.P. (EIN# 13-4024777) _____________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] _____________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware _____________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 263,300 SHARES ______________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ______________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER REPORTING 263,300 ______________________________________________________________ PERSON 8 SHARED DISPOSITIVE POWER WITH _____________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 263,300 _____________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] _____________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% (based on 6,466,856 shares outstanding at 9/30/98) _____________________________________________________________________________ 12 TYPE OF REPORTING PERSON* PN _____________________________________________________________________________ SCHEDULE 13G CUSIP No. 913483 10 3 Page 8 of 11 Item 1. Name of Issuer and Address (a) The name of the issuer is Universal Electronics Inc., a Delaware corporation ("UE"). (b) The principal executive offices of UE are located at 6101 Gateway Drive, Cypress, CA 90630. Item 2. Identity, Address, Citizenship, Title of Class of Securities and CUSIP Number Items 2(a), (b), (c) This statement on Schedule 13G ("Statement") is filed by Geoffrey Nixon ("Nixon"), Mission Partners, L.P. ("Mission"), Liberty Nominees Limited ("Liberty"), Horizon Offshore, Ltd. ("Horizon"), M Partners L.P. ("M Partners") and Mayfair Capital Fund, L.P. ("Mayfair") (collectively the "Group"; each member of the Group being hereinafter referred to individually as a "Member" and collectively as "Members"). Nixon's principal business address is 11 West 42nd Street, 19th Floor, New York NY 10036. Nixon is a citizen of the Country of New Zealand. Mission's principal business address is 11 West 42nd Street, 19th Floor, New York, NY 10036. Mission is a Delaware limited partnership. MCM Associates, Ltd., a Delaware corporation ("MCM"), is the sole general partner of Mission and, as such, MCM has full voting and dispositive power with respect to all of the securities owned by Mission. Nixon is the sole officer, director and shareholder of MCM. Liberty's principal business address is at P.O. Box 10-246, Wellington, New Zealand. Liberty is a private New Zealand company. Liberty has established an account over which MCM has sole investment discretion. It is the account over which MCM has sole investment discretion that has purchased the shares of UE Common Stock (as defined below). Horizon's principal business address is at c/o International Management Services, Limited, Harbour Centre, North Church Street, P.O. Box 616, George Town, Grand Cayman, Cayman Islands, B.W.I. Horizon is a private Cayman Islands investment corporation. MCM is the sole investment manager of Horizon and MCM has full voting and dispositive power with respect to all of the securities owned by Horizon. M Partners principal business address if at 42 Pleasant Street, Watertown, MA 02172. M Partners is a New York limited partnership. M Partners has established an account over which it has given sole investment discretion to MCM. It is the account over which MCM has sole investment discretion that has purchased shares of UE Common Stock. Mayfair's principal business address is 11 West 42nd Street, 19th Floor, New York, NY 10036. Mayfair is a Delaware limited partnership. MCM Capital Management, LLC, a Delaware limited liability company (the "LLC"), is the sole general partner of Mayfair and, as such, LLC has full voting and dispositive power with respect to all of the securities owned by Mayfair. Nixon is the sole manager and principal member of LLC. The other member of the LLC is Nixon's wife. Item 2(d), (e) This Statement relates to the Common Stock, $.01 per value per share (the "UE Common Stock") of UE. The CUSIP number for the UE Common Stock is 913483 10 3. SCHEDULE 13G CUSIP No. 913483 10 3 Page 9 of 11 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a : Not Applicable Item 4 Ownership Item 4(a), (b) Nixon owns 7,400 shares of UE Common Stock, representing 0.1% of UE's issued and outstanding shares (based on 6,466,856 shares outstanding at September 30, 1998). Mission owns 271,950 shares of UE Common Stock, representing 4.2% of UE's issued and outstanding shares (based on 6,466,856 shares outstanding at September 30, 1998). Liberty owns 55,250 shares of UE Commons Stock, representing 0.8% of UE's issued and outstanding shares (based on 6,466,856 shares outstanding at September 30, 1998). Horizon owns 56,500 shares of UE Common Stock, representing 0.9% of UE's issued and outstanding shares (based on 6,466,856 shares outstanding at September 30, 1998). M Partners owns 25,600 shares of UE Common Stock representing 0.4% of UE's issued and outstanding shares (based on 6,466,856 shares outstanding at September 30, 1998). Mayfair owns 263,300 shares of UE Common Stock representing 4.1% of UE's issued and outstanding shares (based on 6,466,856 shares outstanding at September 30, 1998). Item 4(c) Each Member is the sole beneficial owner of the securities identified in subsection (a) above. MCM, as the sole general partner of Mission, has sole voting and dispositive power over the UE Common Stock owned by Mission. MCM, as the sole investment manager of an account established by Liberty, has sole voting and dispositive power over the shares of UE Common Stock owned by Liberty. MCM as the sole investment manager of Horizion, has sole voting and dispositive power over the shares of UE Common Stock owned by Horizon. MCM, as the sole investment manager of an account established by M Partners, has sole voting and dispositive power over the UE Common Stock owned by M Partners. LLC, as the sole general partner of Mayfair, has sole voting and dispositive power over the UE Common Stock owned by Mayfair. Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable SCHEDULE 13G CUSIP No. 913483 10 3 Page 10 of 11 Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SCHEDULE 13G CUSIP No. 913483 10 3 Page 11 of 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 1999 /s/ Geoffrey Nixon ----------------------------------------- GEOFFREY NIXON MISSION PARTNERS, L.P. By: MCM Associates, Ltd., General Partner By: /s/ Geoffrey Nixon ----------------------------------------- Geoffrey Nixon, President LIBERTY NOMINEES LIMITED By: MCM Associates, Ltd., Investment Manager By: /s/ Geoffrey Nixon ----------------------------------------- Geoffrey Nixon, President HORIZON OFFSHORE, LTD. By: /s/ Geoffrey Nixon ----------------------------------------- Geoffrey Nixon, Director M PARTNERS, L.P. By: MCM Associates, Ltd., Investment Manager By: /s/ Geoffrey Nixon ----------------------------------------- Geoffrey Nixon, President MAYFAIR CAPITAL FUND, L.P. By: MCM Capital Management, LLC, General Partner By: /s/ Geoffrey Nixon ----------------------------------------- Geoffrey Nixon, Manager -----END PRIVACY-ENHANCED MESSAGE-----